The SEC protects your investments and market integrity
The SEC vigilantly enforces federal securities laws, safeguarding investors from fraud and ensuring transparent, fair financial markets crucial for economic stability and growth.
The U.S. Securities and Exchange Commission (SEC) is a federal agency that enforces securities laws to protect investors and keep financial markets fair. Created in 1934 after the 1929 stock market crash, the SEC prevents manipulative practices and ensures transparency. It oversees everything from stock exchanges to investment advisors, requiring companies to disclose vital information like their Form 10-K.
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